Filing Details
- Accession Number:
- 0000711377-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 13:00:00
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 16:13:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 26,000 | $13.55 | 851,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 26,000 | $41.13 | 825,424 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 2,109 | $19.55 | 827,533 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2011-04-01 | 26,000 | $0.00 | 26,000 | $13.55 |
| Common Stock | Common Stock Option (Right to buy) | Disposition | 2011-04-01 | 4,001 | $19.55 | 4,001 | $19.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,818 | 2012-08-09 | No | 4 | M | Direct | |
| 54,817 | 2014-08-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 194,320 | Indirect | See Footnotes |
Footnotes
- The option plan provides for the exchange of outstanding options for currently valued shares in an amount equal to the employee's equity in the options held.
- The shares are held in trust for the benefit of Judith Herbert, spouse of James Herbert.
- The options were graqnted 8/9/2007 and became exercisable 20% yearly thereafter.
- The options were granted 8/24/2009 and became exercisable 20% yearly thereafter
Billionaire Hedge Funds
