Filing Details
- Accession Number:
- 0001173879-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-14 13:00:00
- Reporting Period:
- 2011-04-12
- Filing Date:
- 2011-04-14
- Accepted Time:
- 2011-04-14 16:45:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Vice Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-11 | 100,000 | $0.00 | 7,193,636 | No | 5 | G | Indirect | by Paul Marciano Trust |
| Common Stock | Disposition | 2011-04-12 | 59,000 | $39.80 | 7,134,636 | No | 4 | S | Indirect | by Paul Marciano Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | by Paul Marciano Trust |
| No | 4 | S | Indirect | by Paul Marciano Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,950 | Direct | |
| Common Stock | 1,164,971 | Indirect | by MFH IV, LLC |
| Common Stock | 1,581,700 | Indirect | by NRG Capital Holdings II, LLC |
| Common Stock | 1,332,568 | Indirect | by G Financial Holdings, LLC |
| Common Stock | 333,716 | Indirect | by G2 GRAT |
Footnotes
- Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by NRG Capital Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
- Shares are held by G2 GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power.
Billionaire Hedge Funds
