Filing Details
- Accession Number:
- 0001209191-11-022088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 13:00:00
- Reporting Period:
- 2011-03-16
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 10:27:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HUVL | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191177 | Jr A John Pratt | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-24 | 4 | $22.02 | 20,357 | No | 5 | J | Indirect | by family of adult son |
Common Stock | Acquisiton | 2011-03-16 | 128 | $19.31 | 20,485 | No | 4 | P | Indirect | by family of adult son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | by family of adult son |
No | 4 | P | Indirect | by family of adult son |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 112,120 | Direct | |
Common Stock | 5,276 | Indirect | by IRA |
Common Stock | 8,732 | Indirect | by Profit Sharing Plan |
Common Stock | 22,000 | Indirect | by Spouse |
Common Stock | 1,204 | Indirect | by Spouse IRA |
Footnotes
- Allocation of dividend reinvestment in IRA of spouse of adult son of Reporting Person
- Includes 14,221 shares held by adult son of Reporting Person, 250 shares held by adult son as custodian for each of two grandchildren of Reporting Person, and 5,636 shares held by spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership
- Includes 14,221 shares held by adult son of Reporting Person, 250 shares held by adult son as custodian for each of two grandchildren of Reporting Person, and 5,764 shares held by spouse of adult son of Reporting Person, all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership