Filing Details
- Accession Number:
- 0001209191-11-019687
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-25 13:00:00
- Reporting Period:
- 2011-03-23
- Filing Date:
- 2011-03-25
- Accepted Time:
- 2011-03-25 16:51:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130310 | Centerpoint Energy Inc | CNP | Electric Services (4911) | 740694415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328399 | S Peter Wareing | 1111 Louisiana Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-23 | 10,000 | $16.93 | 10,000 | No | 4 | P | Indirect | By Wareing & Company, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Wareing & Company, Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,000 | Direct | |
Common Stock | 60,000 | Indirect | Elizabeth B. Wareing 1976 Trust |
Footnotes
- The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- Includes 1,333 shares of time-based stock awarded in 2008 that will vest on May 1, 2011; 2,666 shares of time-based stock awarded in 2009 that will vest in 1,333 share increments on May 1, 2011 and May 1, 2012; and 4,000 shares of time-based restricted stock awarded in 2010 that will vest on May 3, 2011 if the reporting person is a director of Issuer through such dates; provided however, the shares become fully vested in the event of a change of control of issuer.
- Shares of CNP common stock held in trust, of which reporting person's spouse is a trustee and the beneficiary. The filing of this Form 4 shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such equity securities.