Filing Details
- Accession Number:
- 0000717724-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 11:15:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191900 | W Michael Rayden | C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901 | Ceo, Tween Brands, Inc. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2011-03-07 | 25,000 | $30.69 | 126,613 | No | 4 | S | Direct | |
Common | Disposition | 2011-03-08 | 20,000 | $31.00 | 106,613 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 6,642 | Indirect | See Footnote 1. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Option To Buy | $20.79 | 2010-12-09 | 2019-12-09 | 80,000 | 80,000 | Direct |
Common | Option To Buy | $23.39 | 2011-09-23 | 2020-09-23 | 80,000 | 80,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-12-09 | 80,000 | 80,000 | Direct |
2020-09-23 | 80,000 | 80,000 | Direct |
Footnotes
- Shares held by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaiims beneficial owership of these shares.
- Granted under the Company's 2001 Stock Incentive Plan
- Exercisable in four equal installments with the first installment on the date indicated.