Filing Details
- Accession Number:
- 0001181431-11-016805
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2010-12-07
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 16:24:58
- Original Submission Date:
- 2010-12-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325879 | Aveo Pharmaceuticals Inc | AVEO | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486373 | G. Douglas Cole | C/O Aveo Pharmaceuticals, Inc. 75 Sidney Street Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-07 | 359 | $14.93 | 44,988 | No | 4 | S | Indirect | by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2010-12-07 | 5,935 | $14.93 | 744,343 | No | 4 | S | Indirect | by Applied Genomic Technology Capital Fund, L.P. |
Common Stock | Disposition | 2010-12-08 | 1,562 | $14.93 | 43,426 | No | 4 | S | Indirect | by AGTC Advisors Fund, L.P. |
Common Stock | Disposition | 2010-12-08 | 25,838 | $14.93 | 7,185,058 | No | 4 | S | Indirect | by Applied Genomic Technology Capital Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | by Applied Genomic Technology Capital Fund, L.P. |
No | 4 | S | Indirect | by AGTC Advisors Fund, L.P. |
No | 4 | S | Indirect | by Applied Genomic Technology Capital Fund, L.P. |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by AGTC Advisors Fund, L.P. on November 9, 2010.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.73 to $15.03, inclusive. The reporting person undertakes to provide AVEO Pharmaceuticals, Inc., any security holder of AVEO Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The number of shares were incorrectly reported on the reporting person's From 4 filed on December 9, 2010, and on subsequent Forms 4 filed by the reporting person.
- Held by AGTC Advisors Fund, L.P.; NewcoGen Group, Inc. ("NewcoGen Inc.") is the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. NewcoGen Inc. is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship Inc."). Noubar B. Ayefan Ph.D. and Edwin M. Kania, Jr. are the directors of Flagship Inc. and may be deemed to have beneficial ownership with respect to all shares held by AGTC Advisors Fund, L.P. The reporting person disclaims beneficial owenrship over shares held by AGTC Advisors Fund, L.P.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Applied Genomic Technology Capital Fund, L.P. on November 9, 2010.
- Held by Applied Genomic Technology Capital Fund, L.P.; NewcoGen, Inc. is the general partner of AGTC Partners, L.P., which is the general partner of Applied Genomic Technology Capital Fund, L.P. NewcoGen Inc. is a wholly-owned subsidiary of Flagship Inc. Noubar B. Afeyan Ph.D. and Edwin M. Kania, Jr. are the directors of Flagship Inc. and they may be deemed to have beneficial ownership with respect to all shares held by Applied Genomic Technology Capital Fund, L.P. The reporting person disclaims beneficial ownership over shares held by Applied Genomic Technology Capital Fund, L.P.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.72 to $15.02, inclusive. The reporting person undertakes to provide AVEO Pharmaceuticals, Inc., any security holder of AVEO Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.