Filing Details
- Accession Number:
- 0001209191-11-016530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 14:17:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190945 | C Mark Herr | Bank Mutual Corporation 4949 W. Brown Deer Rd. Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-08 | 9,582 | $3.21 | 23,592 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 9,582 | $4.31 | 14,010 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | Disposition | 2011-03-08 | 9,582 | $3.21 | 0 | $3.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,786 | Indirect | In trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | $10.67 | 2014-05-03 | 80,000 | 80,000 | Direct | |
| Common Stock | Options to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-03 | 80,000 | 80,000 | Direct |
| 2021-01-18 | 15,000 | 15,000 | Direct |
Footnotes
- As trustee of the Herr-Huebner Revocable Trust.
- Directors Stock Option. The option is fully vested.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
Billionaire Hedge Funds
