Filing Details
- Accession Number:
- 0000941364-11-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-02
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 18:24:12
- Original Submission Date:
- 2011-03-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
96793 | Sunlink Health Systems Inc | SSY | Services-General Medical & Surgical Hospitals, Nec (8062) | 310621189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
941364 | B Karen Brenner | 8 Ashwood Irvine CA 92604 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-02 | 7,500 | $1.50 | 7,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-02 | 0 | $0.00 | 131,182 | No | 4 | P | Indirect | As sole member and manager of Fortuna Asset Management, LLC |
Common Stock | Acquisiton | 2011-03-02 | 0 | $0.00 | 38,416 | No | 4 | P | Indirect | As Trustee of Fortuna Asset Management Defined Benefit Plan |
Common Stock | Acquisiton | 2011-03-02 | 0 | $0.00 | 21,761 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2011-03-02 | 0 | $0.00 | 5,000 | No | 4 | P | Indirect | As General Partner of Courtland Investments |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Indirect | As sole member and manager of Fortuna Asset Management, LLC |
No | 4 | P | Indirect | As Trustee of Fortuna Asset Management Defined Benefit Plan |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | As General Partner of Courtland Investments |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option | Disposition | 2011-03-02 | 7,500 | $0.00 | 7,500 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-04 | No | 4 | M | Direct |
Footnotes
- This row reflects indirect ownership which has not changed as a result of the transaction reported on Form 4 filed 3/4/2011.
- This number includes shares that are held in client managed accounts, and the Reporting Person has only a limited power of attorney to buy or sell shares, but no power to vote such shares.
- Prior Form 4s over-reported indirect beneficial ownership of shares, including, but not limited to, 66,718 shares as Limited Partner of Fortuna Unplugged, and 38,350 as manager of several accounts.
- Consists of 5,888 shares owned by Spouse's IRA and 15,873 shares owned by Ashwood Trust. Spouse is the Trustee and sole beneficiary of Ashwood Trust.
- These options vested in three equal installments on 3/5/2001, 3/5/2002 and 3/5/2003.