Filing Details
- Accession Number:
- 0001209191-11-017110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 16:43:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273441 | Gran Tierra Energy Inc. | GTE | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448768 | Peter Raymond Antony | C/O Gran Tierra Energy Inc. 300, 625 11Th Avenue S.w. Calgary A0 T2R 0E1 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-09 | 150,000 | $2.51 | 502,533 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-03-09 | 50,202 | $8.10 | 452,331 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-09 | 100 | $8.10 | 452,231 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-09 | 16,700 | $8.11 | 435,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-09 | 82,998 | $8.12 | 352,533 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Rt to Buy) | Acquisiton | 2011-03-09 | 45,000 | $0.00 | 45,000 | $8.40 |
| Common Stock | Stock Option (Rt to Buy) | Disposition | 2011-03-09 | 150,000 | $0.00 | 150,000 | $2.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2012-03-09 | 2021-03-08 | No | 4 | A | Direct |
| 75,000 | 2009-12-15 | 2018-12-15 | No | 4 | X | Direct |
Footnotes
- The option shares shall vest in three equal consecutive annual installments commencing on March 9, 2012 until fully vested.
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