Filing Details
- Accession Number:
- 0001209191-11-017087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 16:27:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1482448 | C James Devolld | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | Evp, Northern Nv Admin | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-22 | 25 | $0.00 | 32,095 | No | 4 | A | Indirect | By DeVolld Family Trust |
| Common Stock | Disposition | 2010-05-01 | 653 | $8.70 | 19,518 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-11-08 | 4,039 | $6.19 | 23,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-08 | 4,039 | $6.50 | 19,518 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 271 | $6.53 | 19,247 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-01-25 | 10,000 | $0.00 | 29,247 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-01-31 | 315 | $7.50 | 28,932 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | By DeVolld Family Trust |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2010-11-08 | 4,039 | $0.00 | 4,039 | $6.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-03-30 | 2011-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 913 | Indirect | By 401(k) Plan |
Footnotes
- Service award of 25 shares of restricted stock.
- 10,000 share acquisition was previously reported on Form 4 filed on January 27, 2011, however, the amount beneficially owned was inaccurate. Shares beneficially owned are accurate as of the last transaction date reported on this Form 4 filing.
- Reflects current shares held in the 401(k) Plan to include Employer match.
Billionaire Hedge Funds
