Filing Details
- Accession Number:
- 0001140361-11-012674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 12:00:00
- Reporting Period:
- 2011-02-25
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 16:43:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1135030 | James Yeh | 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-25 | 1,560 | $13.41 | 440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-25 | 440 | $13.41 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Acquisiton | 2011-02-25 | 2,000 | $7.80 | 2,000 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2003-11-18 | 2013-12-29 | No | 4 | M | Direct |
Footnotes
- The total 2,000 shares of common stock were granted on December 29, 2003. The option vests as to one thirty-sixth of the shares on October 18, 2003 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010