Filing Details
- Accession Number:
- 0000919574-11-001833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 12:00:00
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 17:10:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944739 | Transwitch Corp | TXCC | Semiconductors & Related Devices (3674) | 061236189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026377 | Herbert Chen | C/O Lattanzio Chen Management Llc 650 Madison Avenue, 17Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.0001 Par Value | Acquisiton | 2011-02-24 | 30,000 | $2.48 | 1,614,828 | No | 4 | P | Indirect | See Footnote |
Common Stock $0.001 Par Value | Acquisiton | 2011-02-25 | 45,000 | $2.60 | 1,659,828 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.001 Par Value | 642,977 | Direct |
Footnotes
- On February 24, 2011, unregistered investment companies and managed accounts over which Mr. Chen has investment control purchased 30,000 shares.
- On February 25, 2011, unregistered investment companies and managed accounts over which Mr. Chen has investment control purchased 45,000 shares.
- These securities are held in the accounts of Mr. Chen's (i) wife, (ii) minor daughter or (iii) unregistered investment companies over which Mr. Chen has investment control.