Filing Details
- Accession Number:
- 0001164727-11-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 13:48:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407339 | Roger Johnson | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Vice President & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 3,750 | $40.43 | 15,285 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 3,750 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 3,750 | $45.74 | 15,285 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 3,750 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 3,750 | $38.05 | 15,285 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 3,750 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 3,750 | $45.16 | 15,285 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 3,750 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 9,000 | $42.06 | 20,535 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 9,000 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 9,998 | $44.49 | 21,533 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 9,998 | $52.95 | 11,535 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2011-03-09 | 4,100 | $39.95 | 15,635 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2011-03-09 | 4,100 | $52.95 | 11,535 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 3,750 | $0.00 | 3,750 | $40.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 3,750 | $0.00 | 3,750 | $45.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 3,750 | $0.00 | 3,750 | $38.05 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 3,750 | $0.00 | 3,750 | $45.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 9,000 | $0.00 | 9,000 | $42.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 9,998 | $0.00 | 9,998 | $44.49 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-09 | 4,100 | $0.00 | 4,100 | $39.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-27 | No | 4 | M | Direct | |
| 0 | 2014-12-07 | No | 4 | M | Direct | |
| 0 | 2015-04-27 | No | 4 | M | Direct | |
| 0 | 2015-10-26 | No | 4 | M | Direct | |
| 0 | 2017-04-30 | No | 4 | M | Direct | |
| 5,002 | 2018-04-28 | No | 4 | M | Direct | |
| 8,201 | 2019-05-04 | No | 4 | M | Direct |
Footnotes
- The options became exercisable in three equal annual installments beginning April 27, 2005.
- The options became exercisable in three equal annual installments beginning December 7, 2005.
- The options became exercisable in three equal annual installments beginning April 27, 2006.
- The options became exercisable in three equal annual installments beginning October 26, 2006.
- The options became exercisable in three equal annual installments beginning April 30, 2008.
- The options vest in three equal annual installments beginning April 28, 2009.
- The options vest in three equal annual installments beginning May 4, 2010.
Billionaire Hedge Funds
