Filing Details
- Accession Number:
- 0001127602-11-007893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-28 12:00:00
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-28
- Accepted Time:
- 2011-02-28 16:50:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005409 | Dime Community Bancshares Inc | DCOM | Savings Institution, Federally Chartered (6035) | 113297463 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237108 | J Kenneth Mahon | 209 Havemeyer Street Brooklyn NY 11211 | First Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-24 | 36,664 | $10.91 | 160,965 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-02-24 | 26,369 | $15.17 | 134,596 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2011-02-24 | 19,586 | $10.91 | 154,182 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2011-02-24 | 19,586 | $15.15 | 134,596 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | J | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-24 | 36,664 | $0.00 | 36,664 | $10.91 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-24 | 19,586 | $0.00 | 19,586 | $10.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,586 | 2002-11-21 | 2011-11-21 | No | 4 | X | Direct |
| 0 | 2002-11-21 | 2011-11-21 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 117,026 | Indirect | Bmp |
| Common Stock | 55,966 | Indirect | Esop |
| Common Stock | 3,913 | Indirect | Restricted Stock Awards |
| Restricted Stock Award | 10,641 | Direct | |
| Restricted Stock Award | 12,201 | Indirect | Restricted Stock Award |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $13.16 | 2004-02-01 | 2013-02-01 | 60,750 | 60,750 | Direct |
| Common Stock | Stock Options (Right to Buy) | $19.90 | 2005-01-27 | 2014-01-27 | 60,750 | 60,750 | Direct |
| Common Stock | Stock Options (Right to Buy) | $13.74 | 2008-05-01 | 2017-05-01 | 105,000 | 105,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $16.73 | 2012-05-01 | 2018-07-31 | 11,706 | 11,706 | Direct |
| Common Stock | Stock Options (Right to Buy) | $8.34 | 2010-05-01 | 2019-04-30 | 25,947 | 25,947 | Direct |
| Common Stock | Stock Options (Right to Buy) | $15.10 | 2006-05-31 | 2015-05-31 | 49,462 | 49,462 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-02-01 | 60,750 | 60,750 | Direct |
| 2014-01-27 | 60,750 | 60,750 | Direct |
| 2017-05-01 | 105,000 | 105,000 | Direct |
| 2018-07-31 | 11,706 | 11,706 | Direct |
| 2019-04-30 | 25,947 | 25,947 | Direct |
| 2015-05-31 | 49,462 | 49,462 | Direct |
Footnotes
- Mr. Mahon swapped 26,369 owned shares in order to exercise and hold 36,664 stock options, thus increasing his direct ownership by 10,295 shares.
- Options vest in equal 1/4th annual installments on May 1, 2008, 2009, 2010 and 2011.
- Award vests in equal annual installments (adjusted for rounding) on May 1, 2009, 2010, 2011 and 2012.
- Options vest in equal annual installments on May 31, 2006, 2007, 2008 and 2009.
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