Filing Details
- Accession Number:
- 0001492659-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 12:00:00
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 20:36:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486957 | Babcock & Wilcox Co | BWC | Engines & Turbines (3510) | 800558025 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492659 | D Winfred Nash | 13024 Ballantyne Corporate Place Suite 700 Charlotte NC 28277 | President - Nog | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-04 | 2,954 | $0.00 | 21,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-04 | 951 | $34.55 | 20,770 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-03-04 | 325 | $10.58 | 21,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-04 | 325 | $35.20 | 20,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-05 | 5,659 | $0.00 | 26,429 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-05 | 1,822 | $34.55 | 24,607 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-03-05 | 4,344 | $0.00 | 28,951 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-05 | 1,398 | $34.55 | 27,553 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-03-04 | 2,954 | $0.00 | 2,954 | $0.00 |
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-04 | 325 | $0.00 | 325 | $10.58 |
| Common Stock | Restricted Stock Units | Disposition | 2011-03-05 | 5,659 | $0.00 | 5,659 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-03-05 | 4,344 | $0.00 | 4,344 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,906 | 2013-03-04 | No | 4 | M | Direct | |
| 17,798 | 2016-03-05 | No | 4 | M | Direct | |
| 2,829 | 2012-03-05 | No | 4 | M | Direct | |
| 2,238 | 2012-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 457 | Indirect | 401k Plan |
Footnotes
- Disregarding duplicate Form 4 filed in error on March 7, 2011.
- Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 4, 2011.
- Each restricted stock unit represents a contingent right to receive one share of BWC common stock.
- RSUs vest in three equal annual installments beginning March 4, 2011.
- 1/3 of the stock options vested on March 5, 2010 and the remainder will vest in two equal annual installments beginning March 5, 2011.
- RSUs vest in two equal annual installments beginning March 5, 2011.
- In accordance with the terms of the award, a portion of the RSUs were subject to accelerated vesting.
- 100% of the RSUs vest on March 5, 2012.
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