Filing Details
- Accession Number:
- 0001209191-11-017099
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 16:35:36
- Original Submission Date:
- 2011-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496307 | Douglas Laird | C/O Qlik Technologies Inc., 150 N. Radnor Chester Road Radnor PA 19087 | Vp Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-04 | 68,096 | $1.65 | 68,096 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-04 | 36,700 | $22.98 | 31,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-04 | 31,396 | $23.83 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-04 | 68,096 | $0.00 | 68,096 | $1.65 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-03-07 | 21,904 | $0.00 | 21,904 | $1.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
231,904 | 2018-12-30 | No | 4 | M | Direct | |
210,000 | 2018-12-30 | No | 4 | M | Direct |
Footnotes
- This form is filed to amend a Form 4 originally filed on March 8, 2011 by the Reporting Person to correct the number of securities beneficially owned, acquired and disposed of and the weighted average price of such disposed securities.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.45 to $23.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.42, inclusive.
- Exercisable with respect to 1/4 of the shares of stock which are subject to this option on December 30, 2009 (the "Initial Vesting Date"), provided Reporting Person remains continously employed by the Issuer through the Initial Vesting Date; and 3/4 of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.