Filing Details
- Accession Number:
- 0001209191-11-016421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 20:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1043000 | Capital Senior Living Corp | CSU | Services-Nursing & Personal Care Facilities (8050) | 752678809 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257152 | R David Brickman | 14160 Dallas Parkway Suite 300 Dallas TX 75254 | Vp General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-07 | 24,000 | $1.80 | 83,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-07 | 24,000 | $9.48 | 59,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (right to purchase) | Acquisiton | 2011-03-07 | 24,000 | $0.00 | 24,000 | $1.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-21 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan, which terminated upon the exercise of the stock options and the sale of the underlying shares. As indicated in the above table, the options were scheduled to expire on September 21, 2011 if not exercised prior to such date.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.31 to $9.61, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options vested in three installments of 33%, 33% and 34% on September 21, 2002, September 21, 2003, and September 21, 2004, respectively.
- Granted on September 21, 2001 pursuant to the Capital Senior Living Corporation 1997 Omnibus Stock Incentive Plan.
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