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Filing Details

Accession Number:: 0001205040-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-09 12:00:00
Reporting Period:: 2011-03-08

Filing Date:: 2011-03-09
Accepted Time:: 2011-03-09 16:57:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205040	D Jerome Okarma	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Vp, Secretary & Gen. Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-03-08	48,000	$17.52	111,862	No	4	M	Direct
Common Stock	Acquisiton	2011-03-08	30,000	$20.56	141,862	No	4	M	Direct
Common Stock	Disposition	2011-03-08	78,000	$41.14	63,862	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-03-08	48,000	$0.00	48,000	$17.52
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-03-08	30,000	$0.00	60,000	$20.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-11-19	2013-11-19	No	4	M	Direct
30,000	2006-11-17	2014-11-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	37,283	Indirect	By 401(k) Plan Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Restricted Stock	$0.00			34,839	34,839	Direct
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			8,354	8,354	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	150,000	150,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	75,000	75,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	87,000	87,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	34,839	34,839	Direct
	8,354	8,354	Direct
2015-11-16	150,000	150,000	Direct
2016-10-02	120,000	120,000	Direct
2017-10-01	75,000	75,000	Direct
2018-10-01	110,000	110,000	Direct
2019-10-01	110,000	110,000	Direct
2020-10-01	87,000	87,000	Direct

Footnotes

Includes 12,750 shares of restricted stock which vest on 11/1/2011.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $41.07 to $41.16, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
The number of underlying securities is based on the stock fund balance on March 8, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a March 8, 2011, stock fund price of $41.29 per share, and includes a company match of 262.063 shares on February 17, 2011.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock balance includes an award of 14,500 restricted stock units granted on November 1, 2010, which vest as follows: 7,250 on November 1, 2012, and 7,250 on November 1, 2014. The restricted stock units were awarded under the Johnson Controls Executive Deferred Compensation Plan. The units are to be settled 100% in cash upon the reporting person's termination from the issuer, subject to vesting provisions.
The phantom stock units representing dividends which relate to restricted stock awards that were not deferred will vest when the non-deferred restricted shares vest, and will be paid in cash to the reporting person. Phantom stock units representing dividends which relate to vested deferred awards are payable in cash following the reporting person's retirement from the issuer and may be transferred into an alternative investment account. Vesting continues when the reporting person retires from the issuer.
Includes 191.122 phantom stock units acquired through the reinvestment of dividends on January 4, 2011 at a price of $39.68 per phantom stock unit.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan. The units are payable in cash following the reporting person's retirement from the issuer, and may be transferred by the reporting person into an alternative investment account.
Includes 33.549 phantom stock units acquired through the reinvestment of dividends on January 4, 2011 at a price of $39.68 per phantom stock unit.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.