Filing Details
- Accession Number:
- 0000006885-11-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 15:30:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6885 | Stage Stores Inc | SSI | Retail-Family Clothing Stores (5651) | 911826900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183613 | Ron Lucas | 10201 Main Street Houston TX 77025 | Evp, Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-08 | 10,000 | $6.11 | 49,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 10,000 | $17.00 | 39,352 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 60,000 | $7.22 | 99,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 60,000 | $18.06 | 39,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2011-03-08 | 10,000 | $6.11 | 10,000 | $6.11 |
| Common Stock | Stock Option | Disposition | 2011-03-08 | 28,125 | $7.22 | 28,125 | $7.22 |
| Common Stock | Stock Option | Disposition | 2011-03-08 | 28,125 | $7.22 | 28,125 | $7.22 |
| Common Stock | Stock Option | Disposition | 2011-03-08 | 3,750 | $7.22 | 3,750 | $7.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,764 | 2005-08-24 | 2011-08-24 | No | 4 | M | Direct |
| 172,639 | 2002-08-24 | 2011-08-24 | No | 4 | M | Direct |
| 144,514 | 2003-08-24 | 2011-08-24 | No | 4 | M | Direct |
| 140,764 | 2004-08-24 | 2011-08-24 | No | 4 | M | Direct |
Footnotes
- This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
- Reflects the weighted average sale price. Prices ranged from $18.00 to $18.23. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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