Filing Details
- Accession Number:
- 0001428867-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 13:00:00
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 15:10:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428867 | Iii J. William Gildea | 7601 Interactive Way Indianapolis IN 46278 | Vp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-11 | 8,000 | $14.37 | 9,145 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-11 | 8,000 | $35.06 | 1,145 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 750 | $14.37 | 1,895 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 908 | $12.00 | 2,803 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 3,126 | $7.14 | 5,929 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-14 | 5,216 | $6.66 | 11,145 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-14 | 10,000 | $34.62 | 1,145 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2011-03-11 | 8,000 | $0.00 | 8,000 | $14.37 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-03-14 | 750 | $0.00 | 750 | $14.37 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-03-14 | 908 | $0.00 | 908 | $12.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-03-14 | 3,126 | $0.00 | 3,126 | $7.14 |
Common Stock | Stock Option (right to buy) | Disposition | 2011-03-14 | 5,216 | $0.00 | 5,216 | $6.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,000 | 2014-03-04 | No | 4 | M | Direct | |
6,250 | 2014-03-04 | No | 4 | M | Direct | |
907 | 2014-04-25 | No | 4 | M | Direct | |
3,124 | 2014-10-24 | No | 4 | M | Direct | |
9,784 | 2015-01-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | Indirect by Wife |
Footnotes
- Represents the sale of 8,000 shares in 66 separate transactions, ranging in price from $35.00 to $35.14 per share, resulting in a weighted average sale price per share of $35.060461. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- Represents the sale of 10,000 shares in 93 separate transactions, ranging in price from $34.5 to $35.01 per share, resulting in a weighted average sale price per share of $34.618155. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 6,250 shares became exercisable on each of 3/4/09, 3/4/10 and 3/4/11 and 6,250 shares will become exercisable on 3/4/12.
- 454 shares became exercisable on 4/25/09 and 4/25/10. 454 shares will become exercisable on 4/25/11 and 453 shares will become exercisable on 4/25/12.
- 1,563 shares became exercisable on 10/24/09 and 10/24/10. 1,562 shares will become exercisable on 10/24/11 and 10/24/12.
- 3,750 shares became exercisable on 1/12/10 and 1/12/11. 3,750 shares will become exercisable on 1/12/12 and 1/12/13.
- Option grant - #8 blank