Filing Details
- Accession Number:
- 0001181431-11-016919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-09 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-09
- Accepted Time:
- 2011-03-09 20:07:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937797 | C John Malone | 12300 Liberty Blvd. Englewood CO 80112 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Common Stock | Disposition | 2011-03-07 | 146,683 | $43.07 | 71,600 | No | 4 | S | Indirect | By a trust |
Series A Common Stock | Disposition | 2011-03-08 | 71,600 | $43.23 | 0 | No | 4 | S | Indirect | By a trust |
Series A Common Stock | Disposition | 2011-03-07 | 198 | $43.07 | 0 | No | 4 | S | Indirect | By a trust |
Series C Common Stock | Acquisiton | 2011-03-07 | 1,568,562 | $18.26 | 3,996,973 | No | 4 | M | Direct | |
Series C Common Stock | Disposition | 2011-03-07 | 1,050,964 | $41.27 | 2,946,009 | No | 4 | F | Direct | |
Series C Common Stock | Disposition | 2011-03-04 | 100,000 | $0.00 | 2,846,009 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By a trust |
No | 4 | S | Indirect | By a trust |
No | 4 | S | Indirect | By a trust |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Series C Common | Stock Option (right to buy) | Disposition | 2011-03-07 | 1,568,562 | $0.00 | 1,568,562 | $18.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-06-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Common Stock | 952,177 | Direct | |
Series A Common Stock | 90,303 | Indirect | By spouse |
Series C Common Stock | 820,263 | Indirect | By a trust |
Series C Common Stock | 294,869 | Indirect | By spouse |
Series C Common Stock | 198 | Indirect | By a trust |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $43.01 to $43.195. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust.
- The price reflects a weighted average of sales made at prices ranging from $43.0167 to $43.13. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $43.11 to $43.3275. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
- Stock withheld in payment of taxes and exercise price.
- Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
- On December 30, 2010, the trust distributed to the Reporting Person an aggregate of 28,683 shares of the Issuer's Series C common stock (based on the average of the high and the low trading price of such shares on the trading date prior to such distribution) in satisfaction of the trust's payment obligation to the Reporting Person.
- The option is 100% vested.