Filing Details

Accession Number:
0001181431-11-016919
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-09 12:00:00
Reporting Period:
2011-03-07
Filing Date:
2011-03-09
Accepted Time:
2011-03-09 20:07:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316631 Liberty Global Inc. LBTY Cable & Other Pay Television Services (4841) 202197030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937797 C John Malone 12300 Liberty Blvd.
Englewood CO 80112
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Common Stock Disposition 2011-03-07 146,683 $43.07 71,600 No 4 S Indirect By a trust
Series A Common Stock Disposition 2011-03-08 71,600 $43.23 0 No 4 S Indirect By a trust
Series A Common Stock Disposition 2011-03-07 198 $43.07 0 No 4 S Indirect By a trust
Series C Common Stock Acquisiton 2011-03-07 1,568,562 $18.26 3,996,973 No 4 M Direct
Series C Common Stock Disposition 2011-03-07 1,050,964 $41.27 2,946,009 No 4 F Direct
Series C Common Stock Disposition 2011-03-04 100,000 $0.00 2,846,009 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By a trust
No 4 S Indirect By a trust
No 4 S Indirect By a trust
No 4 M Direct
No 4 F Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Series C Common Stock Option (right to buy) Disposition 2011-03-07 1,568,562 $0.00 1,568,562 $18.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-06-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Common Stock 952,177 Direct
Series A Common Stock 90,303 Indirect By spouse
Series C Common Stock 820,263 Indirect By a trust
Series C Common Stock 294,869 Indirect By spouse
Series C Common Stock 198 Indirect By a trust
Footnotes
  1. The price reflects a weighted average of sales made at prices ranging from $43.01 to $43.195. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  2. Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and retains a unitrust interest in the trust.
  3. The price reflects a weighted average of sales made at prices ranging from $43.0167 to $43.13. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  4. The price reflects a weighted average of sales made at prices ranging from $43.11 to $43.3275. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
  5. Held by a charitable remainder unitrust of which the Reporting Person is sole trustee and, with his spouse, retains a unitrust interest in the trust.
  6. Stock withheld in payment of taxes and exercise price.
  7. Reporting Person disclaims beneficial ownership of these shares owned by his spouse.
  8. On December 30, 2010, the trust distributed to the Reporting Person an aggregate of 28,683 shares of the Issuer's Series C common stock (based on the average of the high and the low trading price of such shares on the trading date prior to such distribution) in satisfaction of the trust's payment obligation to the Reporting Person.
  9. The option is 100% vested.