Filing Details
- Accession Number:
- 0001246360-11-001686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 12:00:00
- Reporting Period:
- 2011-02-18
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 17:40:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196531 | Shew Keh Lu | 15660 Dallas Parkway Suite 850 Dallas TX 75248 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | Acquisiton | 2011-02-18 | 5,950 | $0.00 | 23,750 | No | 5 | G | Indirect | Custodial |
Diodes Incorporated Common Stock | Disposition | 2011-02-18 | 5,950 | $0.00 | 280,750 | No | 5 | G | Indirect | Revocable Trust |
Diodes Incorporated Common Stock | Disposition | 2011-03-04 | 7,094 | $31.01 | 1,127,908 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Custodial |
No | 5 | G | Indirect | Revocable Trust |
No | 4 | S | Direct |
Footnotes
- This transaction involved a gift of securities by the reporting person to his grandchild under the Uniform Gifts to Minors Act. The reporting person is custodian to his minor grandchild's account. The reporting person disclaims beneficial ownership of the shares held by his minor grandchild, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Please see footnote (1).
- The number of shares reflected in column 5 is adjusted herein to correct a calculation error dating back to the Form 4 filed on 11/23/2010.
- Sale pursuant to previously filed 10b5-1 Plan.
- Please see footnote (3).