Filing Details

Accession Number:
0001240340-11-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-28 12:00:00
Reporting Period:
2011-02-25
Filing Date:
2011-02-28
Accepted Time:
2011-02-28 16:55:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208761 T Timothy Paige Libbey Inc
Po Box 10060
Toledo OH 43699-0060
Vice President-Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-25 4,000 $1.07 45,164 No 4 M Direct
Common Stock Disposition 2011-02-25 4,000 $17.00 41,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-25 4,000 $17.00 4,000 $1.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,207 2010-02-12 2019-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,608 Indirect by 401(k) plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $10.13 2011-02-11 2020-02-11 5,487 5,487 Direct
Common Stock Non-Qualified Stock Option (right to buy) $11.79 2006-12-08 2015-12-08 8,000 8,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.80 2017-02-17 8,632 8,632 Direct
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 3,995 3,995 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 3,511 3,511 Direct
Common Stock Non-Qualified Stock Option (right to buy) $20.39 2005-12-10 2014-12-11 6,500 6,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $23.93 2003-11-20 2012-11-21 9,500 9,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $28.53 2004-12-15 2013-12-16 6,200 6,200 Direct
Common Stock Non-Qualified Stock Option (right to buy) $30.55 2002-11-13 2011-11-14 9,500 9,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-11 5,487 5,487 Direct
2015-12-08 8,000 8,000 Direct
2017-02-17 8,632 8,632 Direct
2018-02-15 3,995 3,995 Direct
2021-02-10 3,511 3,511 Direct
2014-12-11 6,500 6,500 Direct
2012-11-21 9,500 9,500 Direct
2013-12-16 6,200 6,200 Direct
2011-11-14 9,500 9,500 Direct
Footnotes
  1. Options were sold in a range of $17.00 - $17.32.
  2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  3. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
  4. There were two grants on February 16, 2007. The grant of 4,504 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 4,128 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
  5. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.