Filing Details
- Accession Number:
- 0001140361-11-015230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 12:00:00
- Reporting Period:
- 2011-03-07
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 20:23:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172136 | Us Geothermal Inc | HTM | Electric Services (4911) | 841472231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427832 | J Douglas Glaspey | C/O Us Geothermal Inc. 1505 Tyrell Lane Boise ID 83706 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-07 | 27,240 | $1.03 | 642,197 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-07 | 27,240 | $1.07 | 614,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-07 | 27,240 | $0.00 | 27,240 | $1.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
327,760 | 2011-04-12 | No | 4 | M | Direct |
Footnotes
- Option granted at exercise price of Cdn$1.00; exercise price above reflects foreign exchange rate on date of exercise.
- The option vests in four equal installments beginning on 4/12/06 and every six months thereafter; such grant vested in full at 18 months.