Filing Details
- Accession Number:
- 0001181431-11-018198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 13:00:00
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 17:55:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301134 | M Russell Jackson | C/O Safeway Inc. 5918 Stoneridge Mall Road Pleasanton CA 94588 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-14 | 20,000 | $18.28 | 131,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-14 | 20,000 | $22.73 | 111,022 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-14 | 3,589 | $22.73 | 107,433 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-14 | 20,000 | $0.00 | 20,000 | $18.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- The price of $22.73 per share represents a weighted average of sales prices ranging from $22.73 to $22.735 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $22.73 per share represents a weighted average of sales prices ranging from $22.7302 to $22.732 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning 3/02/2010 and will be fully exercisable on 3/02/2014.
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