Filing Details
- Accession Number:
- 0001413753-11-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 13:00:00
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 18:51:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388432 | Jungsup James Kim | 200 Flynn Road Camarillo CA 93012-8790 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-14 | 6,050 | $14.05 | 18,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-14 | 21,000 | $13.15 | 39,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-14 | 27,050 | $24.34 | 12,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2011-03-14 | 6,050 | $0.00 | 6,050 | $14.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-03-14 | 21,000 | $0.00 | 21,000 | $13.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-08-29 | No | 4 | M | Direct | |
| 0 | 2014-02-28 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of all sales for this day. The prices ranged from $24.2300 to 24.5200. Price and share details are available upon request.
- This option vested in four equal annual installments beginning on August 29, 2003.
- This option vested in three equal annual installments beginning on February 28, 2009.
Billionaire Hedge Funds
