Filing Details
- Accession Number:
- 0001209191-11-017542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 13:00:00
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 10:11:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290818 | Jr T Michael Crowley | 4949 West Brown Deer Rd. Milwaukee WI 53223 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-11 | 5,000 | $4.05 | 1,308,916 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 97,650 | Indirect | By spouse |
Common Stock | 117,420 | Indirect | By Trust |
Common Stock | 39,092 | Indirect | By ESOP |
Common Stock | 107,991 | Indirect | By 401(k) Plan |
Common Stock | 131,077 | Indirect | Held in Benefit Restoration Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $10.67 | 2014-05-03 | 700,000 | 700,000 | Direct | |
Common Stock | Option to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-03 | 700,000 | 700,000 | Direct |
2021-01-18 | 15,000 | 15,000 | Direct |
Footnotes
- As trustee of the family trust.
- Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2010.
- The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2010.
- Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans.
- Employee Stock Option. The option is fully vested.
- Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.