Filing Details
- Accession Number:
- 0001500191-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 13:00:00
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 13:52:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319005 | J Andrew Micheletti | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Evp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-15 | 26,250 | $4.19 | 38,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-15 | 13,125 | $14.98 | 25,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options (right to buy) | Disposition | 2011-03-15 | 26,250 | $0.00 | 26,250 | $4.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 159,836 | 2006-04-02 | 2011-04-02 | No | 4 | M | Direct |
Footnotes
- Actual price is $4.190476.
- Actual price is $4.9764.
- This transaction was executed in multiple trades at prices ranging from $14.946 to $15.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.
Billionaire Hedge Funds
