Filing Details

Accession Number:
0001179110-11-004252
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-04 12:00:00
Reporting Period:
2011-03-02
Filing Date:
2011-03-04
Accepted Time:
2011-03-04 16:35:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482798 M Keith Shull 4211 W. Boy Scout Blvd.
Tampa FL 33607
Svp-Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-02 93 $119.38 1,643 No 4 F Direct
Common Stock Acquisiton 2011-03-03 530 $83.52 2,173 No 4 M Direct
Common Stock Disposition 2011-03-03 530 $125.07 1,643 No 4 S Direct
Common Stock Disposition 2011-03-04 258 $127.89 1,385 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock option Disposition 2011-03-03 530 $125.07 530 $83.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,060 2020-03-02 No 4 M Direct
Footnotes
  1. Payment of tax liability by delivering securities incident to the vesting of a security issued in accordance with Rule 16b-3.
  2. Options vest in 3 equal annual installments beginning 3/2/2011, subject to continued employment.