Filing Details
- Accession Number:
- 0001179110-11-004252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 12:00:00
- Reporting Period:
- 2011-03-02
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 16:35:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482798 | M Keith Shull | 4211 W. Boy Scout Blvd. Tampa FL 33607 | Svp-Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-02 | 93 | $119.38 | 1,643 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-03 | 530 | $83.52 | 2,173 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-03 | 530 | $125.07 | 1,643 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-04 | 258 | $127.89 | 1,385 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock option | Disposition | 2011-03-03 | 530 | $125.07 | 530 | $83.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,060 | 2020-03-02 | No | 4 | M | Direct |
Footnotes
- Payment of tax liability by delivering securities incident to the vesting of a security issued in accordance with Rule 16b-3.
- Options vest in 3 equal annual installments beginning 3/2/2011, subject to continued employment.