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Filing Details

Accession Number:: 0001140361-11-014739
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-07 12:00:00
Reporting Period:: 2011-03-03

Filing Date:: 2011-03-07
Accepted Time:: 2011-03-07 16:19:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1501364	Rockville Financial Inc.	RCKBD	Savings Institutions, Not Federally Chartered (6036)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1313298	J Richard Trachimowicz	Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074	Evp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-03	4,385	$0.00	4,385	No	4	J	Indirect	By Rockville Bank 401(k) Plan
Common Stock	Acquisiton	2011-03-03	33,911	$0.00	33,911	No	4	J	Direct
Common Stock	Acquisiton	2011-03-03	11,866	$0.00	11,866	No	4	J	Indirect	By Rockville Bank ESOP Plan
Common Stock	Acquisiton	2011-03-03	1,000	$10.00	1,000	No	4	P	Indirect	By Rockville Bank 401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Rockville Bank 401(k) Plan
No	4	J	Direct
No	4	J	Indirect	By Rockville Bank ESOP Plan
No	4	P	Indirect	By Rockville Bank 401(k) Plan

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Acquisiton	2011-03-03	3,033	$0.00	3,033	$11.72
Common Stock	Stock Options	Acquisiton	2011-03-03	9,858	$0.00	9,858	$9.46
Common Stock	Stock Options	Acquisiton	2011-03-03	9,858	$0.00	9,858	$7.90
Common Stock	Stock Options	Acquisiton	2011-03-03	9,251	$0.00	9,251	$6.09
Common Stock	Stock Options	Acquisiton	2011-03-03	9,373	$0.00	9,373	$7.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,033	2008-12-13	2016-12-13	No	4	J	Direct
9,858	2007-08-14	2017-08-14	No	4	J	Direct
9,858	2008-02-20	2018-02-20	No	4	J	Direct
9,251	2009-03-16	2019-03-16	No	4	J	Direct
9,373	2010-11-15	2020-11-15	No	4	J	Direct

Footnotes

Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
Includes 3,100 shares held jointly with wife.
Includes 5,323 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 5,000 shares (x 1.5167 exchange ratio becomes 7,583 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,490 shares (x 1.5167 exchange ratio becomes 2,260 shares) withheld by the Issuer for tax withholding purposes.
Includes 2,899 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio becomes 3,412 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 338 shares (x 1.5167 exchange ratio becomes 513 shares) withheld by the Issuer for tax withholding purposes.
Includes 3,236 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,250 shares (x 1.5167 exchange ratio becomes 3,412 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 116 shares (x 1.5167 exchange ratio becomes 176 shares) withheld by the Issuer for tax withholding purposes.
Shares allocated to the account of Mr. Trachimowicz under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested.
Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.