Filing Details
- Accession Number:
- 0000740260-11-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 12:00:00
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 18:04:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740260 | Ventas Inc | VTR | Real Estate Investment Trusts (6798) | 611055020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1042563 | C Thomas Theobald | 8 Sound Shore Drive, Suite 285 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-08 | 10,000 | $14.53 | 30,449 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-08 | 5,000 | $22.15 | 35,449 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-08 | 15,000 | $52.67 | 20,449 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $14.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-08 | 5,000 | $0.00 | 5,000 | $22.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2003-06-04 | 2013-06-04 | No | 4 | M | Direct |
| 35,000 | 2004-01-05 | 2014-01-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | By Trust |
| Common Stock | 1,000 | Indirect | By Child |
Footnotes
- On March 8, 2011, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported on Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.60 to $52.75, inclusive. Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- Reporting Person disclaims beneficial ownership of these 3,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- Reporting Person disclaims beneficial ownership of these 1,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- These options were part of a previously reported grant of 10,000 on June 4, 2003, by the Issuer to the Reporting Person that vested in two equal annual installments on June 4, 2003 and June 4, 2004.
- These options were part of a previously reported grant of 5,000 on January 5, 2004, by the Issuer to the Reporting Person that vested in two equal annual installments on January 5, 2004 and January 5, 2005.
- Represents total number of unexercised stock options held by the Reporting Person as of March 8, 2011.
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