Filing Details

Accession Number:
0001140361-11-009250
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-14 12:00:00
Reporting Period:
2010-05-10
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 18:55:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047857 Yuhe International Inc. YUII Poultry Slaughtering And Processing (2015) 870569467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
836048 Ardsley Partners Fund Ii, L.p. 262 Harbor Drive, 4Th Floor
Stamford CT 06902
No No Yes No
900529 Partners Advisory Ardsley 262 Harbor Drive, 4Th Floor
Stamford CT 06902
No No Yes Yes
1025710 J Philip Hempleman 262 Harbor Drive, 4Th Floor
Stamford CT 06902
No No Yes No
1485582 Ardsley Offshore Fund, Ltd. Romasco Place,
Wickhams Cay 1,
Road Town Tortola, D8 HM 12
No No Yes No
1485583 Ardsley Partners Renewable Energy Fund, L.p. 262 Harbor Drive 4Th Floor
Stamford CT 06902
No No Yes No
1485584 Ardsley Renewable Energy Offshore Fund, Ltd. Romasco Place,
Wickhams Cay 1,
Road Town Tortola, D8 HM 12
No No Yes No
1504218 Ardsley Partners I Lp 262 Harbor Drive, 4Th Floor
Stamford CT 06902
No No Yes No
1508581 Ardsley Partners Institutional Fund, L.p. 262 Harbor Drive, 4Th Floor
Stamford CT 06902
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value ("Common Stock") Acquisiton 2010-08-02 2,600 $9.37 2,322,950 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-02 3,800 $9.37 2,326,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-03 5,100 $9.31 2,331,850 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-03 4,200 $9.31 2,336,050 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-03 700 $9.31 2,336,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-06 10,100 $9.14 2,346,850 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-06 14,400 $9.14 2,361,250 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-06 500 $9.14 2,361,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-11 7,500 $8.80 2,369,250 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-12 2,000 $8.89 2,371,250 No 4 P Indirect See FN
Common Stock Acquisiton 2010-08-16 12,500 $8.74 2,383,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-09-13 25,000 $7.03 2,408,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 310,000 $7.00 2,718,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 65,000 $7.00 2,783,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 97,000 $7.00 2,880,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 3,000 $7.00 2,883,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 153,300 $7.40 3,037,050 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 34,100 $7.40 3,071,150 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 4,400 $7.40 3,075,550 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-20 10,500 $7.40 3,086,050 No 4 P Indirect See FN
Common Stock Disposition 2010-10-20 117,400 $7.40 2,968,650 No 4 S Indirect See FN
Common Stock Disposition 2010-10-20 40,300 $7.40 2,928,350 No 4 S Indirect See FN
Common Stock Disposition 2010-10-20 44,600 $7.40 2,883,750 No 4 S Indirect See FN
Common Stock Acquisiton 2010-10-22 10,000 $8.20 2,893,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-27 3,800 $8.20 2,897,550 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-28 1,200 $8.24 2,898,750 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-29 800 $80,761.00 2,899,550 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-29 2,800 $8.08 2,902,350 No 4 P Indirect See FN
Common Stock Acquisiton 2010-10-29 6,400 $8.08 2,908,750 No 4 P Indirect See FN
Common Stock Disposition 2010-11-01 3,000 $8.05 2,905,750 No 4 S Indirect See FN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 S Indirect See FN
No 4 S Indirect See FN
No 4 S Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 S Indirect See FN
Footnotes
  1. Common Stock acquired or disposed of, as applicable, by Ardsley Partners Fund II, L.P, a Delaware limited partnership ("APII").
  2. Common Stock acquired or disposed of, as applicable, by Ardsley Institutional Fund, L.P., a Delaware limited partnership ("Ardsley Institutional").
  3. Common Stock acquired or disposed of, as applicable, by Ardsley Partners Renewable Energy Fund, L.P., a Delaware limited partnership ("Ardsley Energy").
  4. Common Stock acquired or disposed of, as applicable, by Ardsley Offshore Fund, Ltd., a British Virgin Islands corporation ("Ardsley Offshore").
  5. Common Stock acquired or disposed of, as applicable, by Ardsley Renewable Energy Offshore Fund, Ltd., a British Virgin Islands corporation ("Energy Offshore").
  6. Common Stock acquired or disposed of, as applicable, by certain managed accounts (the "Ardsley Managed Accounts") advised by Ardsley (as defined below).
  7. Common Stock acquired or disposed of, as applicable, by certain managed accounts (the "Hempleman Managed Accounts") managed directly by Philip Hempleman ("Mr. Hempleman").
  8. The shares reported in Column 5 of this Table I are held directly by APII, Ardsley Institutional, Ardsley Energy, Ardsley Offshore, Renewable Energy Offshore, the Ardsley Managed Accounts and the Hempleman Managed Accounts.
  9. Ardsley Advisory Partners, a New York general partnership ("Ardsley") serves as investment manager to Ardsley Offshore, Energy Offshore and the Ardsley Managed Accounts and serves as investment adviser to APII, Ardsley Institutional and Ardsley Energy, and has investment discretion over the securities held by each. Ardsley Partners I, a New York general partnership ("Ardsley Partners") and Mr. Hempleman serve as the general partners of APII, Ardsley Institutional and Ardsley Energy, and have investment discretion over the securities held by each. In addition, Mr. Hempleman is the Managing Partner of Ardsley and Ardsley Partners and, in such capacity, has investment discretion over the securities managed by each and with respect to the securities held by the Hempleman Managed Accounts. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its or their own actual pecuniary interest therein.