Filing Details
- Accession Number:
- 0001140361-11-009045
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 12:00:00
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 15:13:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004989 | Spar Group Inc | SGRP | Services-Business Services, Nec (7389) | 330684451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282874 | Kori Belzer | C/O Spar Group Inc 560 White Plains Road, Suite 210 Tarrytown NY 10591 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2009-03-31 | 429 | $0.47 | 4,571 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 25,000 | $0.85 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 20,000 | $0.95 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 15,000 | $1.10 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 20,000 | $0.85 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 76,140 | $1.26 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 10,000 | $2.25 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 10,000 | $1.30 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 25,000 | $1.30 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 25,000 | $1.30 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 10,000 | $1.30 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 2,000 | $1.10 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 2,000 | $0.88 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 10,000 | $0.63 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Disposition | 2009-08-06 | 1 | $0.00 | 2,000 | $1.22 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Acquisiton | 2009-08-06 | 14 | $0.00 | 252,140 | $0.40 |
| Common Stock, $.01 Par Value | Option to buy Common Stock | Acquisiton | 2009-08-06 | 1 | $0.00 | 30,000 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17 | 2009-11-06 | 2018-11-06 | No | 4 | J | Direct |
| 17 | 2007-11-08 | 2016-11-08 | No | 4 | J | Direct |
| 17 | 2006-11-09 | 2015-11-09 | No | 4 | J | Direct |
| 17 | 2006-05-12 | 2015-05-12 | No | 4 | J | Direct |
| 17 | 2006-04-14 | 2015-04-14 | No | 4 | J | Direct |
| 17 | 2003-08-08 | 2012-08-08 | No | 4 | J | Direct |
| 17 | 2002-08-02 | 2011-08-02 | No | 4 | J | Direct |
| 17 | 2002-08-02 | 2011-08-02 | No | 4 | J | Direct |
| 17 | 2002-08-02 | 2011-08-02 | No | 4 | J | Direct |
| 17 | 2002-08-02 | 2011-08-02 | No | 4 | J | Direct |
| 17 | 2002-05-09 | 2011-05-09 | No | 4 | J | Direct |
| 17 | 2002-04-06 | 2011-04-06 | No | 4 | J | Direct |
| 17 | 2001-12-04 | 2010-12-04 | No | 4 | J | Direct |
| 17 | 2001-08-03 | 2010-08-03 | No | 4 | J | Direct |
| 17 | 2019-08-06 | No | 4 | A | Direct | |
| 17 | 2019-08-06 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 453 | Direct | |
| Common Stock, $.01 Par Value | 7,503 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Option to buy Common Stock | $1.78 | 2012-02-14 | 10,000 | 17 | Direct | |
| Common Stock, $.01 Par Value | Option to buy Common Stock | $1.00 | 2020-08-05 | 35,000 | 17 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-02-14 | 10,000 | 17 | Direct |
| 2020-08-05 | 35,000 | 17 | Direct |
Footnotes
- Beneficial ownership of such shares or options at December 31, 2010.
- Options were voluntarily surrendered to the issuer for cancellation and exchanged on a share-for-share basis for the new options described in footnote (3) below pursuant to the issuer's Offer to Exchange Certain Outstanding Stock Options for New Stock Options dated August 24, 2009, as filed with the SEC in our Schedule TO on August 25, 2009.
- Options received from the issuer for the options voluntarily surrendered to it for the cancellation and exchange described in footnote (2) above.
- Vests and becomes exercisable as to 63,035 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
- Vests and becomes exercisable as to 7,500 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
- Vested and became exercisable as to 2,500 shares each on 2/14/2003, 2/14/2004, 2/14/2005 and 2/14/2006.
- Vests and becomes exercisable as to 8,750 shares each on 8/5/2011, 8/5/2012, 8/5/2013 and 8/5/2014.
- Option to buy the issuer's Common Stock pursuant to its 2000 Stock Option Plan, as amended.
- Option to buy the issuer's Common Stock pursuant to its 2008 Stock Compensation Plan, as amended.
- Common Stock purchased by the Administrator of the Employee Stock Purchase Plan from time to time and beneficially owned at 12/31/2010.
- Not applicable.
Billionaire Hedge Funds
