Home > Insider Trading > Filing (0001209191-11-009205)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
941637	R David Pearce	525 Great Road Littleton, Ma MA 01460	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-09-15	1,000	$2.80	1,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Acquisiton	2010-11-17	40,000	$0.00	40,000	$3.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000		2020-11-16	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	500	Indirect	by Oakland Farm, Inc.

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option	$2.01		2019-11-16	10,500	10,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-11-16	10,500	10,500	Direct

Footnotes

As of 12/31/2009.
The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock.
This transaction has been previously reported on a Form 4 filed in a timely manner.
As the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2010.
Granted on 11/17/2009 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2010, total includes 10,500 Non-Qualified Stock Options as granted in 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500.
Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
When exercisable price will be $ 3.10.
As of 12/31/2010, total includes 40,000 Incentive Stock options as granted in 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2010 equals 50,500.