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Filing Details

Accession Number:: 0001209191-11-009209
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2011-02-14 12:00:00
Reporting Period:: 2010-12-31

Filing Date:: 2011-02-14
Accepted Time:: 2011-02-14 14:48:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344346	G William Schmidt	525 Great Rd Littleton MA 01460	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-06-03	10,542	$1.56	17,318	No	4	P	Direct
Common Stock	Acquisiton	2010-06-03	2,644	$1.24	17,318	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Disposition	2010-06-03	10,542	$0.00	10,542	$1.56
Common Stock	Incentive Stock Option	Disposition	2010-06-03	2,644	$0.00	2,644	$1.24
Common Stock	Incentive Stock Option	Acquisiton	2010-11-17	15,725	$0.00	15,725	$3.10

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
73,476	2012-05-01	No	4	C	Direct
73,476	2018-11-20	No	4	C	Direct
73,476	2020-11-16	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,132	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$10.00	2005-12-30	2015-11-16	15,725	73,476	Direct
Common Stock	Incentive Stock Option	$7.50		2016-10-25	15,725	73,476	Direct
Common Stock	Incentive Stock Option	$4.50		2017-11-13	15,725	73,476	Direct
Common Stock	Incentive Stock Option	$1.24		2018-11-20	10,576	73,476	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-11-16	15,725	73,476	Direct
2016-10-25	15,725	73,476	Direct
2017-11-13	15,725	73,476	Direct
2018-11-20	10,576	73,476	Direct

Footnotes

As of 12/31/2009.
This transaction has been previously reported on a Form 4 filed in a timely manner.
As of 12/31/2010. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Options to purchase a total of 13,186 shares of Common Stock, as reported in Table II.
As of 12/31/2010, total includes 15, 725 Incentive Stock Options as granted in 2005
Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2010, total includes 15, 725 Incentive Stock Options as granted in 2006.
Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2010, total includes 15, 725 Incentive Stock Options as granted in 2007.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years
A total of 13,200 Incentive Stock option were granted in 2008; of this award 2,644 vested option have been purchased by the reporting person.
As of 12/31/2010, total includes 10,576 Incentive Stock Options as granted in 2008.
Immediately
Price at time of exercise was $1.56.
13,220 Incentive Stock Options were granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
Price at time of exercise was $1.24.
Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
When exercisable price will be $ 3.10.
As of 12/31/2010, total includes 15, 725 Incentive Stock Options as granted in 2010.