Filing Details

Accession Number:
0000054480-11-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-14 12:00:00
Reporting Period:
2011-02-10
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 14:26:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224153 J Paul Weyandt Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Sr. Vice President & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-10 5,000 $12.55 31,843 No 4 M Direct
Common Stock Acquisiton 2011-02-10 3,800 $35.41 35,643 No 4 M Direct
Common Stock Disposition 2011-02-10 200 $53.57 35,443 No 4 S Direct
Common Stock Disposition 2011-02-10 900 $53.58 34,543 No 4 S Direct
Common Stock Disposition 2011-02-10 500 $53.59 34,043 No 4 S Direct
Common Stock Disposition 2011-02-10 8 $53.59 34,035 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $53.60 33,835 No 4 S Direct
Common Stock Disposition 2011-02-10 600 $53.61 33,235 No 4 S Direct
Common Stock Disposition 2011-02-10 200 $53.62 33,035 No 4 S Direct
Common Stock Disposition 2011-02-10 1,215 $53.62 31,820 No 4 S Direct
Common Stock Disposition 2011-02-10 300 $53.63 31,520 No 4 S Direct
Common Stock Disposition 2011-02-10 4,477 $53.63 27,043 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $53.66 26,943 No 4 S Direct
Common Stock Disposition 2011-02-10 100 $53.66 26,843 No 4 S Direct
Common Stock Disposition 2011-02-14 300 $0.00 26,543 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-10 5,000 $0.00 5,000 $12.55
Common Stock LSAR Disposition 2011-02-10 5,000 $0.00 5,000 $12.55
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-10 3,800 $0.00 3,800 $35.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-16 2013-01-15 No 4 M Direct
0 No 4 J Direct
0 2013-03-01 2020-02-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12 Indirect By ESOP
Footnotes
  1. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  2. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 1,267 of these options became exercisable on November 19, 2010. The second target was met and 1,267 of these options became exercisable on December 8, 2010. The third target was met and 1,266 of these options became exercisable on January 7, 2011.
  3. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.