Filing Details
- Accession Number:
- 0000054480-11-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 12:00:00
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 14:26:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224153 | J Paul Weyandt | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Sr. Vice President & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 5,000 | $12.55 | 31,843 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-10 | 3,800 | $35.41 | 35,643 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 200 | $53.57 | 35,443 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 900 | $53.58 | 34,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 500 | $53.59 | 34,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 8 | $53.59 | 34,035 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 200 | $53.60 | 33,835 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 600 | $53.61 | 33,235 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 200 | $53.62 | 33,035 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 1,215 | $53.62 | 31,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 300 | $53.63 | 31,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 4,477 | $53.63 | 27,043 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $53.66 | 26,943 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-10 | 100 | $53.66 | 26,843 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-14 | 300 | $0.00 | 26,543 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-10 | 5,000 | $0.00 | 5,000 | $12.55 |
Common Stock | LSAR | Disposition | 2011-02-10 | 5,000 | $0.00 | 5,000 | $12.55 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-10 | 3,800 | $0.00 | 3,800 | $35.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-01-16 | 2013-01-15 | No | 4 | M | Direct |
0 | No | 4 | J | Direct | ||
0 | 2013-03-01 | 2020-02-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12 | Indirect | By ESOP |
Footnotes
- Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 1,267 of these options became exercisable on November 19, 2010. The second target was met and 1,267 of these options became exercisable on December 8, 2010. The third target was met and 1,266 of these options became exercisable on January 7, 2011.
- Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.