Home > Insider Trading > Filing (0001104659-11-007455)

Filing Details

Accession Number:: 0001104659-11-007455
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-14 12:00:00
Reporting Period:: 2010-12-23

Filing Date:: 2011-02-14
Accepted Time:: 2011-02-14 18:58:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315695	Rockwood Holdings Inc.	ROC	Chemicals & Allied Products (2800)	522277366

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
901651	Associates Kkr	C/O Kohlber Kvravis Roberts &Amp; Co., L.p., 9 West 57Th Street New York NY 10019	No	No	Yes	No
918992	Kkr Partners Ii Lp	Kohlberg Kravis Roberts &Amp; Co 9 West 57Th Street New York NY 10019	No	No	Yes	No
1031665	P L Fund 1996 Kkr	C/O Kkr &Amp; Co 9 West 57Th St 41St Floor New York NY 10019	No	No	Yes	No
1031666	P L 1996 Associates Kkr	C/O Kkr &Amp; Co 9 West 57Th St 41St Floor New York NY 10019	No	No	Yes	No
1031667	Kkr 1996 Gp Llc	9 West 57Th Street Ste 4200 New York NY 10019	No	No	Yes	No
1081714	R Henry Kravis	C/O Kohlberg Kravis Roberts &Amp; Co 9 West 57Th St New York NY 10019	No	No	Yes	No
1081715	R George Roberts	2800 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1205579	Kkr Associates Strata Lp	C/O Kkr &Amp; Co 9 West 57Th St 41St Floor New York NY 1019	No	No	Yes	No
1205580	Strata Llc	C/O Kkr &Amp; Co 9 West 57Th St 41St Floor New York NY 1019	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2010-12-23	6,183,559	$37.52	5,231,416	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2010-12-23	53,420	$37.52	45,195	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2010-12-28	900,000	$0.00	4,331,416	No	4	J	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	900,000	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	8,006,339	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	2,285,721	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	239,348	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	89,771	Indirect	See Footnotes

Footnotes

Represents the price paid by the underwriters pursuant to an underwritten offering.
These securities are held by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such shares held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such shares held by KKR 1996 Fund L.P.
These securities are held by KKR Partners II, L.P. As the general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such shares held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such shares held by KKR Partners II, L.P.
Distribution in kind from KKR 1996 Fund L.P. without consideration to KKR Associates 1996 L.P., its sole general partner.
These securities were received by KKR Associates 1996 L.P. as a distribution in kind from KKR 1996 Fund L.P. on December 28, 2010.
These securities are held by KKR Associates 1996 L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC may be deemed to be the beneficial owner of such shares held by KKR Associates 1996 L.P.
These securities are held by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such shares held by KKR European Fund, Limited Partnership.
These securities are held by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P.
Each of KKR Fund Holdings L.P. (as the designated member of KKR Millennium GP LLC and the sole shareholder of KKR Europe Limited); KKR Fund Holdings GP Limited (as a general partner of KKR Fund Holdings L.P.); KKR Group Holdings L.P. (as a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited); KKR Group Limited (as the sole general partner of KKR Group Holdings L.P.); KKR & Co. L.P. (as the sole shareholder of KKR Group Limited) and KKR Management LLC (as the sole general partner of KKR & Co. L.P.) may also be deemed to be the beneficial owner of the securities held by KKR Millennium Fund L.P. and KKR European Fund, Limited Partnership.
These securities are held by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P. (Series F), KKR III GP LLC may be deemed to be the beneficial owner of such shares held by KKR Partners III, L.P. (Series F).
These securities are held by Aurora Investments II, LLC.
As the designated members of KKR Management LLC, the managers of KKR 1996 GP LLC, Strata L.L.C., KKR III GP LLC and Aurora Investments II, LLC, and members of the executive committee of KKR Associates, L.P., Henry R. Kravis and George R. Roberts may also be deemed to beneficially own the securities held by KKR Millennium Fund L.P., KKR European Fund, Limited Partnership, KKR 1996 Fund L.P., KKR Partners II, L.P., KKR Partners III, L.P. (Series F) and Aurora Investments II, LLC. Messrs. Kravis and Roberts have also been designated as managers of KKR Millennium GP LLC by KKR Fund Holdings L.P.
Each Reporting Person and each other person named in notes (2) through (12) above disclaims beneficial ownership of any securities reported herein, except to the extent of such person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any equity securities covered by this statement.