Filing Details

Accession Number:
0001140361-11-008854
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-02-14 12:00:00
Reporting Period:
2010-12-31
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 14:11:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1004989 Spar Group Inc SGRP Services-Business Services, Nec (7389) 330684451
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1277969 R James Segreto C/O Spar Group Inc
560 White Plains Road, Suite 210
Tarrytown NY 10591
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2010-12-30 3,836 $0.71 3,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 20,000 $0.85
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 15,000 $0.87
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 10,000 $0.76
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 9,000 $1.04
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 10,000 $1.10
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 8,000 $1.26
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 4,500 $1.25
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 17,000 $1.30
Common Stock, $.01 Par Value Option to buy Common Stock Disposition 2009-08-06 1 $0.00 2,000 $1.30
Common Stock, $.01 Par Value Option to buy Common Stock Acquisiton 2009-08-06 9 $0.00 95,500 $0.40
Common Stock, $.01 Par Value Option to buy Common Stock Acquisiton 2009-08-06 1 $0.00 25,000 $0.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11 2009-11-06 2018-11-06 No 4 J Direct
11 2008-12-14 2017-12-14 No 4 J Direct
11 2008-11-08 2017-11-08 No 4 J Direct
11 2007-03-01 2016-03-01 No 4 J Direct
11 2006-11-09 2015-11-09 No 4 J Direct
11 2006-04-14 2015-04-14 No 4 J Direct
11 2005-05-19 2014-05-19 No 4 J Direct
11 2002-08-02 2011-08-02 No 4 J Direct
11 2002-08-02 2011-08-02 No 4 J Direct
11 2019-08-06 No 4 A Direct
11 2019-08-06 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 46,799 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $.01 Par Value Option to buy Common Stock $1.00 2020-08-05 30,000 11 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-08-05 30,000 11 Direct
Footnotes
  1. Beneficial ownership of such shares or options at December 31, 2010.
  2. Options were voluntarily surrendered to the issuer for cancellation and exchanged on a share-for-share basis for the new options described in footnote (3) below pursuant to the issuer's Offer to Exchange Certain Outstanding Stock Options for New Stock Options dated August 24, 2009, as filed with the SEC in our Schedule TO on August 25, 2009.
  3. Options received from the issuer for the options voluntarily surrendered to it for the cancellation and exchange described in footnote (2) above.
  4. Vests and becomes exercisable as to 23,875 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  5. Vests and becomes exercisable as to 6,250 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  6. Vests and becomes exercisable as to 7,500 shares each on 8/5/2011, 8/5/2012, 8/5/2013 and 8/5/2014.
  7. Option to buy the issuer's Common Stock pursuant to its 2000 Stock Option Plan, as amended.
  8. Option to buy the issuer's Common Stock pursuant to its 2008 Stock Compensation Plan, as amended.
  9. Common Stock purchased by the Administrator of the Employee Stock Purchase Plan from time to time during the period between 12/31/2009 and 12/31/2010.
  10. Not applicable.