Filing Details
- Accession Number:
- 0001246360-11-000977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 12:00:00
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 17:10:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332920 | G F Hammond | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Svp & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-09 | 15,000 | $5.27 | 80,072 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 17,913 | $5.27 | 97,985 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-09 | 15,000 | $5.27 | 112,985 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-09 | 49,868 | $15.30 | 63,117 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (Right to Buy) | Disposition | 2011-02-09 | 15,000 | $0.00 | 15,000 | $5.27 |
| Common Stock | Common Stock Option (Right to Buy) | Disposition | 2011-02-09 | 17,913 | $0.00 | 17,913 | $5.27 |
| Common Stock | Common Stock Option (Right to Buy) | Disposition | 2011-02-09 | 15,000 | $0.00 | 15,000 | $5.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,087 | 2009-09-30 | 2015-09-15 | No | 4 | M | Direct |
| 0 | 2008-12-31 | 2015-09-15 | No | 4 | M | Direct |
| 72,221 | 2008-12-31 | 2015-09-15 | No | 4 | M | Direct |
Footnotes
- This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.45, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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