Filing Details
- Accession Number:
- 0001181431-11-008498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 12:00:00
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 13:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 51143 | International Business Machines Corp | IBM | Computer & Office Equipment (3570) | 130871985 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409123 | F. Colleen Arnold | Ibm Corporation 294 Route 100 Somers NY 10589 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-08 | 31 | $0.00 | 32,428 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-02-08 | 91 | $0.00 | 32,337 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-02-08 | 4,000 | $165.00 | 28,337 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Unit | Acquisiton | 2011-02-08 | 14 | $0.00 | 14 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,443 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,524 | Indirect | trust |
| Common Stock | 230 | Indirect | daughter |
| Common Stock | 230 | Indirect | son |
Footnotes
- The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
- Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
- Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Billionaire Hedge Funds
