Filing Details
- Accession Number:
- 0001140361-11-008325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 12:00:00
- Reporting Period:
- 2011-02-09
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 17:11:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880643 | Genta Inc De | GNTA | Biological Products, (No Disgnostic Substances) (2836) | 330326866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1100843 | Jr P Raymond Warrell | C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922 | Chairman & Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-09 | 500,000 | $0.01 | 1,090,111,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-10 | 500,000 | $0.01 | 1,089,611,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-11 | 305,947 | $0.01 | 1,089,305,853 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,634,855 | Indirect | By spouse |
Footnotes
- Includes 805,947 shares of common stock held in joint account with Dr. Warrell's spouse, Dr. Itri, 5,981,681 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units, 529,519,984 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 4, 2011, as amended (the Notes), 3,032,500 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 494,217,441 shares of common stock issuable upon the exercise of March 2010 Warrants, 56,250,980 shares of common stock issuable upon the exercise of December 2010 Warrants and 303,267 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA
- Includes 2,631,203 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 4,548,750 shares of common stock issuable upon the conversion of Notes held by Dr. Itri and 454,902 shares of common stock issuable upon the exercise of December 2010 Warrants.
Billionaire Hedge Funds
