Filing Details
- Accession Number:
- 0001225208-11-004763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 12:00:00
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 17:19:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425374 | M. Robert Alexander | 1680 Capital One Drive Mclean VA 22102 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-01 | 6,596 | $49.86 | 0 | No | 4 | S | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 147,865 | Direct | |
| Common Stock | 2 | Indirect | Robert M. Alexander UGMA |
| Common Stock | 100 | Indirect | The Alexander Fund |
Footnotes
- Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Billionaire Hedge Funds
