Filing Details

Accession Number:
0001013594-11-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-09 12:00:00
Reporting Period:
2011-02-07
Filing Date:
2011-02-09
Accepted Time:
2011-02-09 16:51:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467076 Colony Financial Inc. CLNY Real Estate Investment Trusts (6798) 270419483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316580 Luxor Capital Group, Lp 1114 Avenue Of The Americas
29Th Floor
New York NY 10036
No No Yes No
1356913 Ltd Offshore Partners Capital Luxor C/O M&Amp;C Corporate Svcs Ltd
Po Box 309 Gt Ugland House
George Town E9 00000
No No Yes No
1393021 Luxor Capital Partners, Lp 1114 Avenue Of The Americas
29Th Floor
New York NY 10036
No No Yes No
1434200 Ltd Offshore Spectrum Luxor C/O Maples Corporate Services Ltd
P.o. Box 309 Gt
George Town E9 KY1-1104
No No Yes No
1434201 Luxor Spectrum Llc 1114 Avenue Of The Americas
29Th Floor
New York NY 10036
No No Yes No
1479129 Luxor Wavefront, Lp 1114 Avenue Of The Americas
29Th Floor
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-07 12,621 $20.44 151,924 No 4 P Indirect See
Common Stock Acquisiton 2011-02-07 339 $20.41 152,263 No 4 P Indirect See
Common Stock Acquisiton 2011-02-07 2,166 $20.45 154,429 No 4 P Indirect See
Common Stock Acquisiton 2011-02-07 500 $20.45 154,929 No 4 P Indirect See
Common Stock Acquisiton 2011-02-08 50,386 $20.58 205,315 No 4 P Indirect See
Common Stock Acquisiton 2011-02-08 45,471 $20.79 250,786 No 4 P Indirect See
Common Stock Acquisiton 2011-02-08 5,018 $20.58 642,098 No 4 P Direct
Common Stock Acquisiton 2011-02-08 4,529 $20.79 646,627 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See
No 4 P Indirect See
No 4 P Indirect See
No 4 P Indirect See
No 4 P Indirect See
No 4 P Indirect See
No 4 P Direct
No 4 P Direct
Footnotes
  1. Reflects the securities of the issuer held in accounts managed separately (the "Separately Managed Accounts") by Luxor Capital Group, LP ("Luxor Capital Group").
  2. Reflects the securities of the issuer owned directly by Luxor Capital Partners, LP (the "Onshore Fund").
  3. Luxor Capital Group acts as the investment manager of the Onshore Fund, Luxor Spectrum, LLC (the "Spectrum Onshore Fund"), Luxor Wavefront, LP (the "Wavefront Fund"), Luxor Capital Partners Offshore Master Fund, LP (the "Offshore Master Fund"), Luxor Capital Partners Offshore, Ltd. (the "Offshore Feeder Fund"), the Luxor Spectrum Offshore Master Fund, LP (the "Spectrum Offshore Master Fund") and Luxor Spectrum Offshore, Ltd. (the "Spectrum Offshore Feeder Fund") (collectively, the "Luxor Funds") and the Separately Managed Accounts.
  4. Luxor Management, LLC ("Luxor Management") is the general partner of Luxor Capital Group. Mr. Leone is the managing member of Luxor Management. LCG Holdings, LLC ("LCG Holdings") is the general partner of the Onshore Fund, the Wavefront Fund, the Offshore Master Fund and the Offshore Spectrum Master Fund and the managing member of the Spectrum Onshore Fund. Mr. Leone is the managing member of LCG Holdings. The Offshore Master Fund is a subsidiary of the Offshore Feeder Fund, and the Spectrum Offshore Master Fund is a subsidiary of the Spectrum Offshore Feeder Fund.
  5. The Spectrum Onshore Fund directly owns 409 shares of common stock, the Wavefront Fund directly owns 277,722 shares, the Offshore Master Fund directly owns 990,290 shares and the Spectrum Offshore Master Fund directly owns 4,227 shares.
  6. Luxor Capital Group, Luxor Management and Mr. Leone may each be deemed to indirectly beneficially own the shares of common stock held by the Luxor Funds and the Separately Managed Accounts. LCG Holdings may be deemed to indirectly beneficially own the shares of common stock held by the Onshore Fund, the Spectrum Onshore Fund, the Wavefront Fund, the Offshore Master Fund and the Offshore Spectrum Master Fund. For purposes of this Form 4, Luxor Capital Group, Luxor Management, LCG Holdings and Mr. Leone each disclaims beneficial ownership of the shares of common stock owned by the Luxor Funds and the Separately Managed Accounts, except to the extent of their or his pecuniary interest therein.