Filing Details
- Accession Number:
- 0001140361-11-007533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 12:00:00
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 16:45:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1262200 | Daystar Technologies Inc | DSTI | Semiconductors & Related Devices (3674) | 841390053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505935 | Dynamic Worldwide Solar Energy, Llc | 515 Madison Avenue 29Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-07 | 50,000 | $1.48 | 670,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-08 | 12,000 | $1.46 | 658,997 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | $1.25 | 2011-01-09 | 2017-04-28 | 240,741 | 240,741 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-04-28 | 240,741 | 240,741 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.53, inclusive.
- The reporting person undertakes to provide to DayStar Technologies, Inc. ("DayStar"), any security holder of DayStar, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.47, inclusive.
- The Warrant is exercisable by the reporting person at any time commencing on January 9, 2011 through April 28, 2017 for up to 240,741 shares of DayStar Technologies, Inc. common stock, subject to adjustment for certain dilutive transactions, at an exercise price of $1.25 per share, subject to adjustment.