Filing Details
- Accession Number:
- 0001225208-11-005161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 12:00:00
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 16:23:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308007 | J Charles Kalil | 2030 Dow Center Midland MI 48674 | Exec Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-02-07 | 102,976 | $9.53 | 321,778 | No | 4 | M | Direct | |
| Common | Acquisiton | 2011-02-07 | 5,000 | $33.94 | 326,778 | No | 4 | M | Direct | |
| Common | Disposition | 2011-02-07 | 135 | $36.94 | 326,643 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 4,594 | $36.94 | 322,049 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 26,567 | $36.94 | 295,482 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 28,566 | $36.94 | 266,916 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 47,843 | $37.72 | 219,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-07 | 102,976 | $0.00 | 102,976 | $9.53 |
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-07 | 5,000 | $0.00 | 5,000 | $33.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 205,954 | 2019-02-13 | No | 4 | M | Direct | |
| 0 | 2011-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 338 | Indirect | By 401(k) Plan |
| Common | 1,137 | Indirect | By 401(k) Plan ESOP |
Footnotes
- Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- The number of shares are aggregated for sales occuring within a $1.00 price range on the same date. The price represents the weighted average sale price for all aggregated transactions. The actual prices ranged from $$37.65 to $37.78. Full information regarding the aggregated transactions will be made available upon request.
- Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- The options vest in three equal annual installments beginning on February 13, 2010.
- The options vest in three equal annual installments beginning on March 2, 2002.
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