Filing Details
- Accession Number:
- 0001225208-11-005159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 12:00:00
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 16:22:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476281 | C Ronald Edmonds | 2030 Dow Center Midland MI 48674 | Vice President And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-02-07 | 11,823 | $9.53 | 56,090 | No | 4 | M | Direct | |
| Common | Acquisiton | 2011-02-07 | 6,000 | $33.94 | 62,090 | No | 4 | M | Direct | |
| Common | Disposition | 2011-02-07 | 151 | $36.94 | 61,939 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 2,783 | $36.94 | 59,156 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 3,051 | $36.94 | 56,105 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 5,513 | $36.94 | 50,592 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-07 | 6,325 | $37.64 | 44,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-07 | 11,823 | $0.00 | 11,823 | $9.53 |
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-07 | 6,000 | $0.00 | 6,000 | $33.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,647 | 2019-02-13 | No | 4 | M | Direct | |
| 0 | 2011-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 2,144 | Indirect | By 401(k) Plan |
| Common | 1,800 | Indirect | By 401(k) Plan ESOP |
| Common | 92 | Indirect | By Trust |
Footnotes
- Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- The options vest in three equal annual installments beginning on February 13, 2010.
- The options vest in three equal annual installments beginning on March 2, 2002.
Billionaire Hedge Funds
