Filing Details
- Accession Number:
- 0001181431-11-008659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-09 12:00:00
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-09
- Accepted Time:
- 2011-02-09 17:12:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276520 | Genworth Financial Inc | GNW | Life Insurance (6311) | 331073076 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233159 | D Michael Fraizer | C/O Genworth Financial, Inc. 6620 West Broad Street Richmond VA 23230 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-02-08 | 10,000 | $12.81 | 710,279 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 53,015 | Indirect | By GRAT |
| Class A Common Stock | 70,000 | Indirect | By GRAT |
Footnotes
- On June 5, 2009, the reporting person contributed 70,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On June 11, 2010, 16,985 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 53,015 shares remaining in the GRAT.
- On August 18, 2010, the reporting person contributed 70,000 shares that were previously reported as directly beneficially owned to a GRAT.
Billionaire Hedge Funds
