Filing Details
- Accession Number:
- 0001480713-11-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 12:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 21:09:07
- Original Submission Date:
- 2010-04-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311486 | Global Geophysical Services Inc | GGS | Oil & Gas Field Exploration Services (1382) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480713 | S Damir Skerl | 11767 Katy Fwy, Suite 812 Houston TX 77079 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2010-04-27 | 233,450 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-04-27 | 333,450 | $0.00 | 333,450 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-04-27 | 8,219 | $12.00 | 325,231 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2010-04-27 | 16,667 | $0.00 | 0 | No | 4 | J | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Acquisiton | 2010-04-27 | 16,667 | $0.00 | 16,667 | No | 4 | J | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Disposition | 2010-04-27 | 822 | $12.00 | 15,845 | No | 4 | S | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Class B Common Stock | Disposition | 2010-04-27 | 16,667 | $0.00 | 0 | No | 4 | J | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Acquisiton | 2010-04-27 | 16,667 | $0.00 | 16,667 | No | 4 | J | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Disposition | 2010-04-27 | 822 | $12.00 | 15,845 | No | 4 | S | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Class B Common Stock | Disposition | 2010-04-27 | 16,666 | $0.00 | 0 | No | 4 | J | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Acquisiton | 2010-04-27 | 16,666 | $0.00 | 16,666 | No | 4 | J | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Common Stock | Disposition | 2010-04-27 | 822 | $12.00 | 15,844 | No | 4 | S | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | J | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | S | Indirect | Christopher Robert Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | J | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | J | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | S | Indirect | Matthew Phillip Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | J | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | J | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
No | 4 | S | Indirect | Stephen Allen Skerl Grandchild Trust, Damir S. Skerl, Trustee |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Preferred Stock | Disposition | 2010-04-27 | 100,000 | $0.00 | 100,000 | $0.00 |
Common Stock | Stock Option | Acquisiton | 2010-04-27 | 10,000 | $0.00 | 10,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct | ||
10,000 | 2008-10-31 | 2017-10-28 | No | 4 | J | Direct |
Footnotes
- Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock converted, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure.
- As of the date original filed, 50% of these shares vested. The remainder of these shares vested and will vest 25% on each of the following dates: October 31, 2010 and October 31, 2011.
- Pursuant to the reclassification discussed in footnote (1), these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised.
- The Convertible Preferred Stock is immediately exercisable and does not have an expiration date.
- These shares were sold in connection with the exercise of an over-allotment option under Rules 16a-7 and Rule 424(b)(4); they were erroneously omitted on Form 4 filed on April 29, 2010, as well as on Form 4A filed on January 11, 2011.