Filing Details
- Accession Number:
- 0001127602-11-003752
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 12:00:00
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 17:14:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86312 | Travelers Companies Inc. | TRV | Fire, Marine & Casualty Insurance (6331) | 410518860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201696 | S Jay Fishman | The Travelers Companies, Inc. 385 Washington Street St. Paul MN 55102 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-02 | 300,000 | $45.67 | 687,682 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-02 | 300,000 | $56.75 | 387,682 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-02-01 | 278,301 | $0.00 | 278,301 | $56.81 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-02-02 | 300,000 | $0.00 | 300,000 | $45.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
278,301 | 2014-02-01 | 2021-02-01 | No | 4 | A | Direct |
0 | 2004-04-01 | 2011-10-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,246 | Indirect | 401(k) Plan |
Common Stock | 288 | Indirect | By Children's 12-year Trust |
Footnotes
- The sale transactions reported on this Form 4 were made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934 and previously disclosed in a Form 10-Q filed by the Issuer on October 21, 2010.
- Represents the weighted average sales price for price increments ranging from $56.571 to $56.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Includes shares of common stock and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock.
- The Reporting Person disclaims beneficial ownership of these shares.