Filing Details
- Accession Number:
- 0000004281-11-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-01 12:00:00
- Reporting Period:
- 2011-01-31
- Filing Date:
- 2011-02-01
- Accepted Time:
- 2011-02-01 16:00:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4281 | Alcoa Inc | AA | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213731 | F William Christopher | 201 Isabella Street Pittsburgh PA 15212 | Chairman's Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-31 | 365,334 | $8.33 | 786,971 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-31 | 8,500 | $16.43 | 778,471 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-31 | 45,000 | $16.44 | 733,471 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-31 | 124,134 | $16.45 | 609,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-31 | 164,000 | $16.46 | 445,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-31 | 23,700 | $16.47 | 421,637 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-31 | 365,334 | $0.00 | 365,334 | $8.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
182,666 | 2015-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,542 | Indirect | By Company 401(k) Plan |
Footnotes
- The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. One-half of the options exercised by the reporting person vested on January 23, 2010 and one-half vested on January 23, 2011.
- Employee stock options are granted without payment of consideration.
- In the aggregate, a total of 292,683 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.